It is often difficult to objectively evaluate how a specific function operates within an organization. This is especially true for the Compliance function, where the lack of uniform standards and clear benchmarks makes it particularly challenging to form a comprehensive and objective assessment.
(More information on this service can be found under Risk Management / Compliance Services / External Quality Assessment of the Compliance Function.)
However, there may be cases where a full-scale audit is not necessary, or where a brief preliminary review is needed in preparation for such an audit.
In these situations, ABT is ready to assist your organization. As its name suggests, our Quick-Check service is not a full audit, but rather a rapid diagnostic assessment that provides you with an external, objective snapshot of the current state of your Compliance function. As part of this service, we identify the three most significant risks and offer recommendations on how to address them.
Your personal contact:
Márton Gajdos dr., CIA, CISA
Partner, Risk & Compliance Services
